-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQVDE+Oyvx33MeJdiY6tBJ5Wubdylk/xnzPYmJIiZTxM+OQrLi1/T7BjQJbfrH56 9a5aFieABIXLDhThKtwZDA== 0001011438-07-000409.txt : 20070806 0001011438-07-000409.hdr.sgml : 20070806 20070806163946 ACCESSION NUMBER: 0001011438-07-000409 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070806 DATE AS OF CHANGE: 20070806 GROUP MEMBERS: LOUIS M. BACON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AEROFLEX INC CENTRAL INDEX KEY: 0000002601 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 111974412 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-19330 FILM NUMBER: 071028323 BUSINESS ADDRESS: STREET 1: 35 S SERVICE RD CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 5166946700 MAIL ADDRESS: STREET 1: 35 S SERVICE ROAD CITY: PLAINVIEW STATE: NY ZIP: 11803 FORMER COMPANY: FORMER CONFORMED NAME: ARX INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AEROFLEX LABORATORIES INC DATE OF NAME CHANGE: 19851119 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOORE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000924178 IRS NUMBER: 06165397 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127827325 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 SC 13G 1 form_sc13g-aeroflex.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. )*

 

AEROFLEX INCORPORATED

(Name of Issuer)

 

Common Stock, $0.10 par value per share

(Title of Class of Securities)

 

007768104

(CUSIP Number)

 

July 27, 2007

(Date of Event which Requires Filing

of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

o

x

o

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

 

 

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Continued on following pages

Page 1 of 10 Pages

Exhibit Index: Page 8

 

 


SCHEDULE 13G

CUSIP No.: 007768104

Page 2 of 10 Pages

 

 

1

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

 

LOUIS M. BACON

 

2

Check the Appropriate Box If a Member of a Group (See Instructions)

 

 

a.

o

 

b.

x

 

3

SEC Use Only

 

4

Citizenship or Place of Organization

 

UNITED STATES

 

 

5

Sole Voting Power

Number of

Shares

 

4,092,078

Beneficially

Owned By

Each

6

Shared Voting Power

0

Reporting

Person

With

7

Sole Dispositive Power

4,092,078

 

8

Shared Dispositive Power

 

 

0

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,092,078

 

10

Check Box If the Aggregate Amount in Row (9) Excludes Certain

Shares (See Instructions)

 

o

 

11

Percent of Class Represented By Amount in Row (9)

 

5.49%

 

12

Type of Reporting Person (See Instructions)

 

IN; IA

 


SCHEDULE 13G

CUSIP No.: 007768104

Page 3 of 10 Pages

 

 

1        Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

 

MOORE CAPITAL MANAGEMENT, LLC

 

2

Check the Appropriate Box If a Member of a Group (See Instructions)

 

 

a.

o

 

b.

x

 

3

SEC Use Only

 

4

Citizenship or Place of Organization

 

NEW YORK

 

 

5

Sole Voting Power

Number of

Shares

 

4,092,078

Beneficially

Owned By

Each

6

Shared Voting Power

0

Reporting

Person

With

7

Sole Dispositive Power

4,092,078

 

8

Shared Dispositive Power

 

 

0

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,092,078

 

10

Check Box If the Aggregate Amount in Row (9) Excludes Certain

Shares (See Instructions)

 

o

 

11

Percent of Class Represented By Amount in Row (9)

 

5.49%

 

12

Type of Reporting Person (See Instructions)

 

OO; IA

 

 


 

CUSIP No.: 007768104

Page 4 of 10 Pages

 

 

Item 1(a)

Name of Issuer:

 

Aeroflex Inc. (the "Issuer")

 

Item 1(b)

Address of the Issuer's Principal Executive Offices:

 

35 South Service Road

P.O. Box 6022

Plainview, NY 11803

 

Item 2(a)

Name of Person Filing:

 

This statement is being filed (1) by Louis M. Bacon ("Mr. Bacon"), a United States citizen, in his capacity as chairman, chief executive officer and director of Moore Capital Management, LLC, a New York limited liability company ("MCM"), and (2) by MCM. MCM serves as discretionary investment manager to an exempted limited partnership and a corporation each organized under the laws of the Commonwealth of the Bahamas (the "Funds"). This statement relates to Shares (as defined below) held for the account of the Funds. Each of Mr. Bacon and MCM, in the capacities set forth above, may be deemed to be the beneficial owner of Shares held for the account of the Funds.

 

Item 2(b)

Address of Principal Business Office or, if None, Residence:

 

The principal business office of each of Mr. Bacon and MCM is located at 1251 Avenue of the Americas, New York, New York 10020.

 

Item 2(c)

Citizenship:

 

 

i)

Mr. Bacon is a United States citizen; and

 

 

ii)

MCM is a New York limited liability company.

Item 2(d)

Title of Class of Securities:

 

Common Stock, $0.10 par value per share (the "Shares").

 

Item 2(e)

CUSIP Number:

 

007768104

 

Item 3.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

This Item 3 is not applicable.

 

Item 4.

Ownership:

 

Item 4(a)

Amount Beneficially Owned:

 

As of the date hereof, each of Mr. Bacon and MCM may be deemed to be the beneficial owner of the 4,092,078 Shares held for the account of the Funds.

 


 

CUSIP No.: 007768104

Page 5 of 10 Pages

 

 

Item 4(b)

Percent of Class:

 

As of the date hereof, each of Mr. Bacon and MCM may be deemed to be the beneficial owner of approximately 5.49% of the total number of Shares outstanding.

 

Item 4(c)

Number of shares as to which such person has:

 

Mr. Bacon

(i)

Sole power to vote or direct the vote:

4,092,078

(ii)

Shared power to vote or to direct the vote

0

(iii)

Sole power to dispose or to direct the disposition of

4,092,078

(iv)

Shared power to dispose or to direct the disposition of

0

 

MCM

(i)

Sole power to vote or direct the vote:

4,092,078

(ii)

Shared power to vote or to direct the vote

0

(iii)

Sole power to dispose or to direct the disposition of

4,092,078

(iv)

Shared power to dispose or to direct the disposition of

0

 

Item 5.

Ownership of Five Percent or Less of a Class:

 

This Item 5 is not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person:

 

The partners/shareholders of the Funds have the right to participate in the receipt of dividends from, or proceeds from the sale of, the Shares held by the Funds in accordance with their respective ownership interests in the Funds.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

 

This Item 7 is not applicable.

 

Item 8.

Identification and Classification of Members of the Group:

 

This Item 8 is not applicable.

 

Item 9.

Notice of Dissolution of Group:

 

This Item 9 is not applicable.

 

Item 10.

Certification:

 

By signing below, each of Mr. Bacon and MCM certifies that, to the best of his or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose

 


 

CUSIP No.: 007768104

Page 6 of 10 Pages

 

 

of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

CUSIP No.: 007768104

Page 7 of 10 Pages

 

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Date: August 6, 2007

 

LOUIS M. BACON

 

 

 

By:

/s/ James E. Kaye________

 

Name:

James E. Kaye

 

Title:

Attorney-in-Fact

 

 

MOORE CAPITAL MANAGEMENT, LLC

 

 

 

By:

/s/ James E. Kaye_______

 

Name:

James E. Kaye

 

Title:

Vice President

 

 

 


 

CUSIP No.: 007768104

Page 8 of 10 Pages

 

 

EXHIBIT INDEX

 

Page No.

 

A.

Joint Filing Agreement, dated as of August 6, 2007, by and between Louis M. Bacon and

 

Moore Capital Management, LLC

9

 

B.

Power of Attorney, dated as of July 5, 2007, granted by Louis M. Bacon in favor

 

James E. Kaye and Anthony J. DeLuca

10

 

 

 


 

CUSIP No.: 007768104

Page 9 of 10 Pages

 

 

EXHIBIT A

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock, $0.10 par value per share, of Aeroflex Inc., dated as of August 6, 2007, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934.

 

Date: August 6, 2007

 

 

LOUIS M. BACON

 

 

 

By:

/s/ James E. Kaye________

 

Name:

James E. Kaye

 

Title:

Attorney-in-Fact

 

 

MOORE CAPITAL MANAGEMENT, LLC

 

 

 

By:

/s/ James E. Kaye_______

 

Name:

James E. Kaye

 

Title:

Vice President

 

 

 


 

CUSIP No.: 007768104

Page 10 of 10 Pages

 

 

 

EXHIBIT B

 

POWER OF ATTORNEY

 

KNOW ALL MEN BY THESE PRESENT, that I, Louis M. Bacon, hereby make constitute and appoint each of James E. Kaye and Anthony J. DeLuca, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name (a) in my personal capacity or (b) in my capacity as Chairman and Chief Executive Officer of each of Moore Capital Management, LLC and Moore Capital Advisors, LLC and their respective affiliates all documents, certificates, instruments, statements, filing and agreements (“documents”) to be filed with or delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of securities or other investments, and any other documents relating or ancillary thereto, including but not limited to, all documents relating to filings with the United States Securities and Exchange Commission (the “SEC”) pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Act”) and the rules and regulations promulgated thereunder, including: (1) all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act including, without limitation: (a) any acquisition statements on Schedule 13D or Schedule 13G and any amendments thereto, (b) any joint filing agreements pursuant to Rule 13d-1(f), and (c) any initial statements of, or states of changes in, beneficial ownership of securities on Form 3, Form 4 or Form 5 and (2) any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act.

 

This power of attorney shall be valid from the date hereof until revoked by me.

 

IN WITNESS WHEREOF, I have executed this instrument as of July 5, 2007.

 

 

 

/s/ Louis M. Bacon____

Louis M. Bacon

 

 

 

 

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